Navi Looking for Associate Manager – Compliance at Bgalore Full Time

About NaviNavi is one of the fastest growing financial services companies in India providing Personal & Home Loans, Insurance and Mutual Funds with a digital first approach. At Navi, our mission is to build financial services that are simple, accessible and affordable.Founders: Sachin Bansal & Ankit AgarwalKnow what makes you a “Navi_ite” :1.Perseverance, Passion and CommitmentPassionate about Navi’s mission and visionDemonstrates dedication, perseverance and high ownershipGoes above and beyond by taking on additional responsibilities2.Obsession with high quality resultsConsistently creates value for the customers and stakeholders through high-quality outcomesEnsuring excellence in all aspects of workEfficiently manages time, prioritizes tasks, and achieves higher standards3.Resilience and AdaptabilityAdapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agilityResponsibilitiesSupport the (Mutual Fund) business in remaining compliance compliant within the regulatory environment and managing their the compliance riskDrive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.Participate in the review of new business initiatives and transactions requiring pre-approvalDeliver independent risk assessment and reports that provide senior management with the risk profile of the firm.Manage regulatory inquiries and examinations in close coordination with the CCO and Business partners; Manage Scheme Information Documents filings, interactions with SEBI and provide compliance support to the business team during before and duringlaunch of NFOsnew funds;Identifying applicability of new circulars/ notifications, breaking these down into actionables, disseminating to relevant departments within the organisation and tracking implementation;Managing the regulatory inspection team during regulatory audits;Collaborating with other stakeholders like Business, Product, Operations,Technology, Legal etc. to address compliance issues which many impact the function/business and develop approaches/ action plans to manage current and emerging risksQualificationsAdvanced Degree preferred – Law, CA and, CS.Strong understanding of Compliance requirements and regulations.Exposure to requirements of multiple regulators viz. SEBI would be desirableBetween 3-5 years post qualifications experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is would is helpful preferred;Experience in managing regulatory inspections/ audits would be preferable;Strong analytical and problem solving skills; and can thrive under pressureGood interpersonal skills and people management skills has experience collaborating with cross-functional departments;Exceptional communication (both written and verbal communication)skills